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protection of securities

См. также в других словарях:

  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • Securities Investor Protection Corporation — n. An organization established by federal statute to help brokers and dealers in corporate securities who find themselves in financial difficulties. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… …   Law dictionary

  • Securities Investors Protection Corporation — ( SIPC) A private corporation providing insurance to brokerage firms to cover customer accounts up to $500,000 in securities ( including $100,000 in cash). American Banker Glossary …   Financial and business terms

  • Securities Investor Protection Corporation — The Securities Investor Protection Corporation (SIPC) is a federally mandated non profit corporation in the United States that protects securities investors from harm if a broker/dealer defaults. Investors are not insured for any potential loss… …   Wikipedia

  • Securities Investor Protection Act — The Securities Investor Protection Act of 1970 codified at usc|15|78aaa through usc|15|78lll, established the Securities Investor Protection Corporation (SIPC). Most brokers and dealers registered under the Securities and Exchange Act of 1934 are …   Wikipedia

  • Securities Act of 1933 — Congress enacted the Securities Act of 1933 (the 1933 Act, the Truth in Securities Act or the Federal Securities Act , USStat|48|74, enacted 1933 05 27, codified at usc|15|77a et seq. ), in the aftermath of the stock market crash of 1929 and… …   Wikipedia

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia

  • Securities offering — A securities offering (or funding round or investment round) is a discrete round of investment, by which a business or other enterprise raises money to fund operations, expansion, a capital project, an acquisition, or some other business… …   Wikipedia

  • Securities and Exchange Commission — Pour les articles homonymes, voir SEC. Sceau de la Securities and Exchange Commission. La Securities and Exchange Commission ( …   Wikipédia en Français

  • Securities Act of 1933 — Die Börsen und Aktiengesetze der Vereinigten Staaten sind die Gesetze, die die Einrichtung und den Umgang mit Börsen, Aktiengesellschaften, Aktien und sonstigen börsennotierten Finanzprodukten in den Vereinigten Staaten regeln. Inhaltsverzeichnis …   Deutsch Wikipedia

  • protection — Level to which the capital is partially protected, below which the net asset value of a SGAM Flexible ETF may not fall in any rolling one year period. NYSE Euronext Glossary * * * protection pro‧tec‧tion [prəˈtekʆn] noun [uncountable] 1. the act …   Financial and business terms

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